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  • Agenda, decisions and minutes

    Standards Committee - Monday, 26th June, 2023 10.30 am

    • Attendance details
    • Agenda frontsheet PDF 307 KB
    • Agenda reports pack PDF 4 MB
    • Printed decisions PDF 324 KB
    • Printed minutes PDF 429 KB

    Venue: Virtual Meeting - Zoom

    Contact: Eirian Roberts  01286 679018

    Items
    No. Item

    1.

    APOLOGIES

              To receive any apologies for absence.

     

    Minutes:

    An apology had been received from Mr Richard Parry Hughes (Community Council Member).

     

    2.

    DECLARATION OF PERSONAL INTEREST

              To receive any declaration of personal interest.

     

    Minutes:

     

    The Chair, Mr Hywel Eifion Jones, declared a personal interest in item 6 - Review of the Ethical Standards Framework for Wales - Welsh Government Consultation, as he was a lay member on the Adjudication Panel for Wales, and the Panel was referenced in the report. 

     

    He did not believe it was a prejudicial interest, and he did not withdraw from the meeting during the discussion on the item.

     

    3.

    URGENT ITEMS

    To note any items that are a matter of urgency in the view of the Chairman for consideration.

     

     

    Minutes:

    None to note.

    4.

    MINUTES pdf icon PDF 244 KB

    The Chair shall propose that the minutes of the meetings of this committee held on the following dates be signed as true records:-

     

    ·         13th February, 2023;

    ·         18th April, 2023 (Special Meeting).

     

    Additional documents:

    • Minutes of the 18th April, 2023 Special Meeting , item 4. pdf icon PDF 223 KB

    Minutes:

     

    The Chair signed the minutes of the previous meeting of this committee held on 13 February, 2023 along with the Special Meeting held on 18 April, 2023 as a true record, subject to the following correction:-

     

    Minutes of the Special Meeting 18 April, 2023

    Item 3 - Allegation of a Breach of the Code of Conduct referred to the Standards Committee by the Public Services Ombudsman for Wales

     

    Correct the first sentence of paragraph 6 to read:-

     

    "The Committee considered the written report of the Ombudsman's investigation, the further documents that were presented beforehand by the Member and the Ombudsman in line with the Committee's pre-hearing procedure, and the evidence by the Authority confirmed that no translation provision was available when the Member received the e-mails."

     

    5.

    REPORT ON THE OUTCOME OF THE INVESTIGATION OF A COMPLAINT AGAINST COUNCILLOR LOUISE HUGHES OF CYNGOR GWYNEDD pdf icon PDF 215 KB

    To submit the report of the Propriety and Elections Manager.

    Additional documents:

    • Item 5 - Report on the Outcome of the Investigation of a Complaint against Councillor Louise Hughes of Cyngor Gwynedd , item 5. pdf icon PDF 223 KB
    • Item 5 - Appendix , item 5. pdf icon PDF 387 KB

    Decision:

    To approve the report on the outcome of the investigation of a complaint against Councillor Louise Hughes of Cyngor Gwynedd, noting a minor editorial amendment, to be submitted to the Monitoring Officer, Public Services Ombudsman for Wales, Councillor Hughes and the complainant in accordance with the requirements of the Regulations.

     

    Minutes:

    Submitted – the report of the Propriety and Elections Manager detailing the outcome of the investigation of a complaint against Councillor Louise Hughes of Cyngor Gwynedd, in accordance with the provisions of the Local Government Investigations (Functions of Monitoring Officers and Standards Committees) (Wales) Regulations 2001 (as amended).

     

    Further to the contents of the report, it was confirmed that Councillor Louise Hughes had presented a letter of apology to the complainant by now and that the suspension period had come to an end.

     

    Referring to the Standards Committee Decision Notice (that was attached as an appendix to the report) it was noted that the first sentence of paragraph 6 needed to be corrected to read:-

     

    "The Committee considered the written report of the Ombudsman's investigation, the further documents that were presented beforehand by the Member and the Ombudsman in line with the Committee's pre-hearing procedure, and the evidence by the Authority confirmed that no translation provision was available when the Member received the e-mails."

     

    The Chair thanked all the members for their input on the day, and to the Propriety and Elections Manager and the Democracy Services Officer for all their work during the process of arranging and holding the hearing.

     

    RESOLVED to approve the report on the outcome of the investigation of a complaint against Councillor Louise Hughes of Cyngor Gwynedd, noting a minor editorial amendment, to be submitted to the Monitoring Officer, Public Services Ombudsman for Wales, Councillor Hughes and the complainant in accordance with the requirements of the Regulations.

     

    6.

    REVIEW OF THE ETHICAL STANDARDS FRAMEWORK FOR WALES - WELSH GOVERNMENT CONSULTATION pdf icon PDF 207 KB

    To submit the report of the Monitoring Officer.

    Additional documents:

    • Item 6 - Appendix 1 , item 6. pdf icon PDF 176 KB
    • Item 6 - Appendix 2 , item 6. pdf icon PDF 479 KB

    Decision:

     

    To approve the draft responses to the Welsh Government Consultation on the Review of Ethical Standards Framework for Wales (in Appendix 2 of the report), for submission to the Welsh Government, with the following addition:-

     

    ·         To include elements of the committee's discussion regarding how mandatory training would work in practice, declaration of crimes and enforcing witnesses.

    ·         In addition, to note under Q6 (procedure to refer appeals decisions back to the standards committee) that it was essential that the rationale for disagreeing with the appeal tribunal opinion was clearly recorded, in order to demonstrate that the appeal decision had received due attention, however on balance, that the committee continued to be of the opinion that their original decision should stand.

     

    Minutes:

     

    Submitted – the report of the Monitoring Officer inviting the committee to consider and conclude on the responses to the Consultation and the Independent Report recommendations from the Ethical Standards Framework (Richard Penn's report) to allow them to be submitted to Welsh Government.

     

    Members, specifically, were asked for their views on the responses to the following draft responses:-

     

    Q4.    Do you support the proposed changes to the permission to appeal procedure outlined in this recommendation? If not, what other options would you suggest?

     

    Yes.

     

    Comment: It seems appropriate that the Ombudsman should be able to comment on requests for permission to appeal and that the process should allow time to comment.

     

    There should also be specific requirement that the relevant Monitoring Officer is informed immediately that an appeal has been submitted as the existence of an appeal is central to initiating a period of suspension or otherwise.

     

    Q13.  Advertising for independent members of the standards committee: Do you agree the requirement to advertise vacancies for independent members on standards committees in newspapers should be removed?

     

    Yes.

     

    Comment: The cost of such adverts are high and anecdotal experience shows that most applicants come via other channels such as websites or existing networks of Independent Members. It is of more importance to ensure that able candidates from a wide range of backgrounds are attracted to the role and so WG should issue guidance on inclusive recruitment.

     

    Q14a.     Former council employees sitting as independent members on standards committees: Do you agree that the lifelong ban on former council employees being independent members of their previous employer's standards committee should be removed? 

     

    No.  The strength of Standards Committee at present is that they must consist of a majority of Independent Members who can without doubt be said to be truly independent and politically impartial.

     

    Q14b.    If yes, what do you think would be a suitable period of grace between employment and appointment to a standards committee, and should this be the same for all council employees, or longer for those who previously held  statutory or politically restricted posts? 

     

    Politically restricted officers should not be able to serve as Independent Members.  In respect of other officers, the position is more nuanced but it is suggested that this should not be allowed.  If, despite this view, WG wishes to allow them to be eligible then the period of grace for former employees should be long to minimise the perception that former employee is still affected by prior association with the Council. The period of grace could be set as a fixed period say 5 years or could be flexible based on (multiples of) length of their service with or without a minimum.

     

    Q16.  Standards committees’ summoning witnesses and sanctions: Should standards committees have the power to summon witnesses?

     

    Yes.

     

    Comment: The same considerations apply here as to Question 5. Without its own powers of contempt, the mechanism to issue a witness summons would need an enforcement route, perhaps the power to seek a warrant from the  ...  view the full minutes text for item 6.

    7.

    SELF-ASSESSMENT AND WORK PROGRAMME pdf icon PDF 216 KB

    To submit the report of the Monitoring Officer.

    Decision:

     

    (a)  To adopt the following as the Standards Committee’s self-evaluation of its performance in 2022/23.

     

    FUNCTION

    ASSESSMENT

    (1/2/3/4)

     

    Evidence

    Further action

    1.  Promote and maintain high standards of conduct by members

     

     

    1.

    The Chair and Vice-chair have attended the Wales Standards Forum to share experiences with other standards committees.

     

    Submit an annual report to the Full Council

     

    The Committee had received a report on the Local Government and Elections (Wales) Act 2021

     

    Continue to attend and support.

     

     

     

    2.  Assist the members to adhere to the Code of Conduct

     

    2.

    The Monitoring Officer and his team provide advice and guidance at meetings, and on a one-to-one basis for members.

     

    Organise further courses to be held on the Code of Conduct during the coming year.

    3.  Advise the Council with regard to adopting or amending the Code of Conduct

     

    1.

    No occasion had arisen to revise the Code.

     

    4.  Monitor the implementation of the Code of Conduct

     

    3.

    Receive regular reports of allegations against members

     

    Receive the annual reports of the Ombudsman and the Adjudication Panel for Wales

     

     

     

     

     

    Continue to monitor and consider alternative methods of receiving information.

     

    Receive regular reports from the Ombudsman's Code of Conduct Casebook.

     

    Receive annual reports on the register of interests and hospitality.

     

    5.  Advise, train or arrange for members to receive training on matters relating to the Code of Conduct

     

     

    3.

    Induction training was arranged for all members of Cyngor Gwynedd following the elections.

    Set a specific requirement to proceed with the training in the work programme for next year.

     

    6.  Granting dispensations to members

     

    1.

    No applications had been considered under the new procedure. 

     

     

    7.  Deal with reports of case tribunals and any reports from the Monitoring Officer on matters referred by the Ombudsman

     

    1.

    One hearing was held during the year regarding a Member of a Town and Community Council

     

    8.  Authorise the Monitoring Officer to pay allowances to persons assisting with an investigation

     

    No action required.

     

     

    9. Monitor the compliance of Leaders of Political Groups on the Council and their duties under Section 52A(1) of the Local Government Act 2000.

     

    Advise, train or arrange for the Council's Political Group Leaders to receive training on matters relating to those duties.

     

    3.

    A briefing session was conducted with Political Group Leaders regarding the new duty.

     

    The Protocol to implement the duty was agreed.

    Proceed to develop the system, together with the system to report back to committee.

    10.  Exercise the above functions in relation to community councils

     

    2.

    The Monitoring Officer and his team provide advice and guidance to councillors, clerks and members.

     

    A substantial engagement project was undertaken by the Chair and the Town and Community Member that led to a report with specific recommendations and a work plan.

     

    Need to restore the programme on a virtual basis next year.

     

    (b)  To approve the following work programme for 2023/24:-

     

    26 June 2023

    Annual Report

    Allegations against Members

    The Ombudsman’s Casebook

    Welsh Government Consultation on the Response to the Penn Report

     

    6 November 2023

    Register  ...  view the full decision text for item 7.

    Minutes:

     

    Submitted – the report of the Monitoring Officer inviting the committee to:-

     

    ·           undertake a self-assessment of the work and outcomes of the committee during 2022/23, and:-

    ·           consider a draft work programme for 2023/24.

     

    RESOLVED

    (a)       To adopt the following as the Standards Committee’s self-evaluation of its performance in 2022/23.

     

    FUNCTION

    ASSESSMENT

    (1/2/3/4)

     

    EVIDENCE

    FURTHER STEPS

    1.  Promote and maintain high standards of conduct by members

     

     

    1.

    The Chair and Vice-chair have attended the North Wales Standards Forum to share experiences with other standards committees.

     

    Submit an annual report to the Full Council

     

    The Committee had received a report on the Local Government and Elections (Wales) Act 2021

     

    Continue to attend and support

     

     

     

    2.  Assist the members to adhere to the Code of Conduct

     

    2.

    The Monitoring Officer and his team provide advice and guidance at meetings, and on a one-to-one basis for members.

     

    Organise further courses to be held on the Code of Conduct during the coming year.

    3.  Advise the Council on the adoption or revision of the Code of Conduct

     

    1.

    No occasion had arisen to revise the Code.

     

    4.  Monitor the operation of the Code of Conduct

     

    3.

    Receive regular reports of allegations against members

     

    Receive the annual reports of the Ombudsman and the Adjudication Panel for Wales

     

     

     

     

     

    Continue to monitor and consider alternative methods of receiving information.

     

    Receive regular reports from the Ombudsman's Code of Conduct Casebook.

     

    Receive annual reports on the register of interests and hospitality.

     

    5.  Advise, train, or arrange for members to receive training on matters relating to the Code of Conduct

     

     

    3.

    Induction training was arranged for all members of Cyngor Gwynedd following the elections.

    Set a specific requirement to proceed with the training in the work programme for next year.

     

    6.  Granting dispensations to members

     

    1.

    No applications had been considered under the new procedure. 

     

     

    7.  Deal with reports of case tribunals and any reports from the Monitoring Officer on matters referred by the Ombudsman

     

    1.

    One hearing was held during the year regarding a Member of a Town and Community Council

     

    8.  Authorise the Monitoring Officer to pay allowances to persons assisting with an investigation

     

    No action required.

     

     

    9. Monitor the compliance of Leaders of Political Groups on the Council and their duties under Section 52A(1) of the Local Government Act 2000.

     

    Advise, train or arrange for the Council's Political Group Leaders to receive training on matters relating to those duties.

     

    3.

    A briefing session was conducted with Political Group Leaders regarding the new duty.

     

    The Protocol to implement the duty was agreed.

    Proceed to develop the system, together with the system to report back to committee.

    10.  Exercise the above functions in relation to community councils

     

    2.

    The Monitoring Officer and his team provide advice and guidance to councillors, clerks and members.

     

    A substantial engagement project was undertaken by the Chair and the Town and Community Member that led to a report with specific recommendations and a work plan.

     

    Need to restore the programme on a virtual  ...  view the full minutes text for item 7.

    8.

    THE STANDARDS COMMITTEE'S ANNUAL REPORT 2022-23 pdf icon PDF 234 KB

    To submit the report of the Propriety and Elections Manager.

    Additional documents:

    • Item 8 - Appendix , item 8. pdf icon PDF 438 KB

    Decision:

    To approve the Annual Report of the Standards Committee for 2022-23 to be submitted to the full Council on 6 July, subject to minor amendments to the members' biographies.

     

    Minutes:

    Submitted - the report of the Propriety and Elections Manager appending a draft of the committee's annual report for 2022/23. The committee's observations and approval of the document were invited.

     

    Attention was drawn to the fact that this year, for the first time, referring to the political groups' leaders' new duty to undertake an element of responsibility for promoting good behaviour and co-operate with the Standards Committee. It was noted:-

     

    ·         That it was early days in terms of this procedure, but that the work had taken place in terms of encouraging members to take part in Code of Conduct training along with establishing the procedure and agreeing on protocol for implementing the new duty for the future. 

    ·         That we need to move on to do further work on the duty and to develop the communication order surrounding it more extensively as the arrangements move forward.

    ·         That a part of the procedure is reactive to circumstances that arise around members' behaviour matters. That there would need to keep an eye on the situation, and should a situation arise, the Protocol set a clear procedure for approaching Leaders to discuss any specific concerns that arise.

     

    In a response to a question, the Monitoring Officer confirmed that he was satisfied that the leaders had complied with their new duties during the year and there was a basis to move on to build on this work during the coming year.

     

    In response to a question, it was confirmed that there was an intention to hold meetings with leaders quite regularly. It was also noted that there was an intention to arrange informal meetings between all Standards Committee members, the Leaders and the Chief Executive, possibly, to discuss the new duty on a practical level and the best way forward.   It was emphasised that there was no intention to discuss individual cases.

     

    The Monitoring Officer was asked to move forward to arrange the meeting and discuss the programme with the Chair.

     

    RESOLVED to approve the Annual Report of the Standards Committee for 2022-23 to be submitted to the full Council on 6 July, 2023, subject to minor amendments to the members' biographies.

     

    9.

    ALLEGATIONS AGAINST MEMBERS pdf icon PDF 250 KB

    To submit the report of the Propriety and Elections Manager.

    Decision:

    To note the information.

     

    Minutes:

    Submitted – the report of the Propriety and Elections Manager presenting information about the Ombudsman's decisions on formal complaints against members.

     

    RESOLVED to note the information.

     

     

     

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